Become a FINRA Arbitrator

Stockbroker Law - Monday, January 06, 2014
Become a FINRA Arbitrator

The Office of Dispute Resolution of the Financial Industry Regulatory Authority (FINRA) is currently seeking experienced professionals, citizens, and members of the community to serve as arbitrators on FINRA arbitration panels.  Notably, the arbitration proceeding is conducted by the Office of Dispute Resolution of the Financial Industry Regulatory Authority, oversees all claims of investors who bring claims for civil recovery against broker-dealer members of FINRA and their associated persons, including stockbrokers and financial advisors.

 

Attached to this blog is an article entitled “Become a FINRA Arbitrator,” excerpted from “How Wall Street Rips You Off And What You Can Do To Defend Yourself,” written by Dale Ledbetter and Connie Becker.  Also attached are FINRA documents and information for applying to be a FINRA arbitrator.

 

The Law Offices of Timothy J. O’Connor practices securities law in the Tri-City Capital District of Albany, Schenectady and Troy.  We also represent victimized investors throughout the rest of New York State, including Buffalo, Binghamton, Rochester, Syracuse, Watertown, Utica, Kingston, Poughkeepsie, New York City/Manhattan, Long Island, and everywhere in between, as well as in the surrounding states of Massachusetts, Vermont, New Hampshire, Connecticut, and New Jersey.

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