Living Benefit Annuities - Securities and Investment Law

Stockbroker Law - Tuesday, November 27, 2012
Living Benefit Annuities - Securities and Investment Law

In an article entitled Buying Your Own Pension, in the July/August 2012 edition of the AARP Bulletin, veteran financial writer, Jane Bryant Quinn, examines the wisdom of living benefit variable annuities. 


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Equity – Indexed Securities – Not Safe for Most Senior Investors: Investment/Securities Law Update

Stockbroker Law - Tuesday, November 20, 2012
Equity – Indexed Securities – Not Safe for Most Senior Investors: Investment/Securities Law Update

Equity-Indexed Annuities are complex financial instruments that have characteristics of both fixed and variable annuities.  The return earned by investors on equity-indexed annuities can fluctuate –  returns are not fixed or guaranteed and thusly carry more risk than a fixed annuity.  Many investors are not clearly made aware of this fact at time of purchase. 


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New York State Investor Protection Bureau

Stockbroker Law - Tuesday, November 06, 2012
New York State Investor Protection Bureau

The Investor Protection Bureau of the State of New York is a division of the New York State Attorney General’s Office.  This Bureau is charged with enforcing the Martin Act, New York State’s statutory securities laws. 


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