FINRA’s New Suitability Rule

Stockbroker Law - Tuesday, May 29, 2012
FINRA’s New Suitability Rule

The Securities and Exchange Commission approved FINRA’s new Suitability Rule (FINRA Rule 2111) in November of 2010. Since then, FINRA issue ..

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FINRA Upgrades its BrokerCheck Stockbroker Online Search Website

Stockbroker Law - Friday, May 25, 2012
FINRA Upgrades its BrokerCheck Stockbroker Online Search Website

Investors seeking information about their brokers will now enjoy upgraded features on the FINRA BrokerCheck website, including the following: ..

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