FINRA Investor Alert: IRA Rollover Tips

Stockbroker Law - Monday, June 30, 2014
FINRA Investor Alert: IRA Rollover Tips
The Financial Industry Regulatory Authority (FINRA) issued an investor alert entitled The IRA Rollover: Ten Tips to Making Sound Decision. As many Americans face the decision to either keep their retirement nest egg with a former employer plan or to roll invested investments over can be the single most important decision faced by a retiring investor.

Consideration of your existing employer sponsored retirement plans is essential, according to the Employee Benefit Research Institute. The alert advises investors to consider the tax benefits of a Roth IRA and also warn investors to be wary of hidden costs, conflicts of interest, ongoing annual fees and expenses, and other options available through other investment firms.

We offer a free initial consultation to investors who feel they have been victimized in the financial markets.

The Law Offices of Timothy J. O’Connor practices securities law in the Tri-City Capital District of Albany, Schenectady and Troy. We also represent victimized investors throughout the rest of New York State, including Buffalo, Binghamton, Rochester, Syracuse, Watertown, Utica, Kingston, Poughkeepsie, New York City/Manhattan, Long Island, and everywhere in between, as well as in the surrounding states of Massachusetts, Vermont, New Hampshire, Connecticut, and New Jersey.

Recent

Blog Posts

Blog Post

Archive

Investment & Broker
Misconduct

Investment Misconduct

Whistleblowers
 

Whistleblowers

Private Company
Disputes

Private Company Disputes

Personal
Injury

Personal Injury