MetLife, Prudential, John Hancock, Manulife Financial, Verus Financial, LLC Agree to Forty Million Dollar Settlement Relating to Unclaimed Death Benefits

Stockbroker Law - Friday, October 05, 2012
MetLife, Prudential, John Hancock, Manulife Financial, Verus Financial, LLC Agree to Forty Million Dollar Settlement Relating to Unclaimed Death Benefits

Metropolitan Life Insurance Company agreed to pay forty million dollars to settle a multi-state probe of its alleged mishandling of insurance poli ..

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MetLife, Prudential, John Hancock, Manulife Financial, Verus Financial, LLC Agree to Forty Million Dollar Settlement Relating to Unclaimed Death Benefits

Stockbroker Law - Friday, October 05, 2012
MetLife, Prudential, John Hancock, Manulife Financial, Verus Financial, LLC Agree to Forty Million Dollar Settlement Relating to Unclaimed Death Benefits

Metropolitan Life Insurance Company agreed to pay forty million dollars to settle a multi-state probe of its alleged mishandling of insurance poli ..

Read More

FINRA Broker/Check Offers Small Investors an Opportunity to Investigate their Brokers

Stockbroker Law - Friday, October 05, 2012
FINRA Broker/Check Offers Small Investors an Opportunity to Investigate their Brokers

The Financial Industry Regulatory Authority (FINRA), the self-regulatory entity responsible for the administration of examinations for stockbroker ..

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FINRA Requires Verification of e-Mailed Instructions to Transmit or Withdraw Assets From Customer Accounts

Stockbroker Law - Friday, August 31, 2012
FINRA Requires Verification of e-Mailed Instructions to Transmit or Withdraw Assets From Customer Accounts

In FINRA Regulatory Notice 12-05 (http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p125462.pdf)(Jan. 2012), the Fi ..

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Vermont Investors Entitled to Protections Under the Vermont Consumer Protection Law

Stockbroker Law - Friday, August 31, 2012
Vermont Investors Entitled to Protections Under the Vermont Consumer Protection Law

The State of Vermont Legislature has passed consumer fraud laws to protect Vermont citizens from unfair and deceptive business practices. Th ..

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