Improper Life Insurance and Variable Annuity Replacements in Violation of Regulation 60 Rules of the Insurance Department of the State of New York

Stockbroker Law - Tuesday, September 13, 2011
Improper Life Insurance and Variable Annuity Replacements in Violation of Regulation 60 Rules of the Insurance Department of the State of New York

Regulation 60 of the New York State Insurance Department requires that brokerage firms, stockbrokers, financial advisors, and insurance salesmen w ..

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What is a Medallion Signature Guarantee?

Stockbroker Law - Tuesday, September 13, 2011
What is a Medallion Signature Guarantee?

The Medallion Signature Guarantee is an accepted protocol within the Financial Services Industry whereby certified signature guarantors, usually a ..

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Return of the Penny Stocks - When Will They Just Go Away?

Stockbroker Law - Tuesday, September 13, 2011
Return of the Penny Stocks - When Will They Just Go Away?

The sale of low-priced, thinly-traded shares of companies, usually traded on the Pink Sheets, the OTC Bulletin Board and other exchanges, has seen ..

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Oppenheimer Champion Income Fund Class Action Filed in Colorado

Stockbroker Law - Tuesday, September 13, 2011
Oppenheimer Champion Income Fund Class Action Filed in Colorado

Is the Oppenheimer Champion Income Fund class action right for you? If you have not taken the required steps to opt out of this Fund, you may aut ..

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Lottery Winners Beware - The Odds Are Not in Your Favor

Stockbroker Law - Tuesday, September 13, 2011
Lottery Winners Beware - The Odds Are Not in Your Favor

Lottery winners are oftentimes the biggest losers when it comes to entrusting their lottery awards (http://stockbrokerlaw.com/_blog/Tim_O'Connor's ..

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