Churning of Investment Accounts

Stockbroker Law - Monday, March 28, 2011
Churning of Investment Accounts

What is account churning? Account churning is when a financial advisor engages in the repeated purchase and sale of investments such as stocks an ..

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Internal Revenue Code Section 72t Early Withdrawal of Monies from a Retirement Account

Stockbroker Law - Thursday, March 03, 2011
Internal Revenue Code Section 72t Early Withdrawal of Monies from a Retirement Account

Internal Revenue Code §72t is a provision which permits retirees under the age of 59½ to withdraw monies from their IRA accounts purs ..

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Variable Annuities? Certainly Not Appropriate For Every Investor

Stockbroker Law - Thursday, March 03, 2011
Variable Annuities? Certainly Not Appropriate For Every Investor

The past ten years has seen an explosion in the sale of variable annuity investments to the investing public. Variable annuities are an investmen ..

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Variable Annuity Ponzi Schemes

Stockbroker Law - Tuesday, February 22, 2011
Variable Annuity Ponzi Schemes

Most recently, we have seen a number of separate schemes involving the fraudulent transfer of monies out of legitimate individual retirement annui ..

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Qualified Domestic Relations Orders (QDRO) and Financial Firms

Stockbroker Law - Tuesday, February 22, 2011
Qualified Domestic Relations Orders (QDRO) and Financial Firms

Qualified Domestic Relations Orders (QDRO) are judgments issued by a judge in a divorce (equitable distribution) proceeding, ordering the freezing ..

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