Regulatory Notice 12-50 defines other alternative order
types, such as a “stop quotation order” or “stop quote order” or an alternative
order type that triggers transactions using a quotation at the stop price,
which requires separate written disclosures to the customer in paper or
electronic form prior to the placement of such alternative orders, including a
description of any such alternative order type and a specific description of
the triggering event.
We offer a free initial consultation to investors who feel
they have been victimized as a result of failure to implement stop order or
stop limit order instructions in their accounts.
The Law Offices of
Timothy J. O’Connor is one of the only law firms practicing securities law in
the Tri-City Capital District of