FINRA Releases Regulatory Notice Warning Member Firms of Volatility-Linked Exchange-Traded Products

Stockbroker Law - Friday, December 01, 2017
FINRA Releases Regulatory Notice Warning Member Firms of Volatility-Linked Exchange-Traded Products

In Regulatory Notice 17-32 (http://www.finra.org/sites/default/files/notice_doc_file_ref/Regulatory-Notice-17-32.pdf), FINRA recently articulated the ..

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