Equity – Indexed Securities – Not Safe for Most Senior Investors: Investment/Securities Law Update

Stockbroker Law - Tuesday, November 20, 2012
Equity – Indexed Securities – Not Safe for Most Senior Investors: Investment/Securities Law Update

Equity-Indexed Annuities are complex financial instruments that have characteristics of both fixed and variable annuities. The return earned by i ..

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New York State Investor Protection Bureau

Stockbroker Law - Tuesday, November 06, 2012
New York State Investor Protection Bureau

The Investor Protection Bureau of the State of New York is a division of the New York State Attorney General’s Office. This Bureau is charg ..

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Broker Suspended by FINRA for Marking Solicited Trades as Unsolicited

Stockbroker Law - Thursday, October 25, 2012
Broker Suspended by FINRA for Marking Solicited Trades as Unsolicited

In a recent decision of the FINRA Regulatory Authority (FINRA), Andrey V. Tkatchenko (http://disciplinaryactions.finra.org/viewdocument.aspx?DocNB ..

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MetLife, Prudential, John Hancock, Manulife Financial, Verus Financial, LLC Agree to Forty Million Dollar Settlement Relating to Unclaimed Death Benefits

Stockbroker Law - Friday, October 05, 2012
MetLife, Prudential, John Hancock, Manulife Financial, Verus Financial, LLC Agree to Forty Million Dollar Settlement Relating to Unclaimed Death Benefits

Metropolitan Life Insurance Company agreed to pay forty million dollars to settle a multi-state probe of its alleged mishandling of insurance poli ..

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MetLife, Prudential, John Hancock, Manulife Financial, Verus Financial, LLC Agree to Forty Million Dollar Settlement Relating to Unclaimed Death Benefits

Stockbroker Law - Friday, October 05, 2012
MetLife, Prudential, John Hancock, Manulife Financial, Verus Financial, LLC Agree to Forty Million Dollar Settlement Relating to Unclaimed Death Benefits

Metropolitan Life Insurance Company agreed to pay forty million dollars to settle a multi-state probe of its alleged mishandling of insurance poli ..

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