Tim O'Connor's Blog

Private Placement Scams – Be Careful!

We have been representing a number of hardworking individuals approaching retirement age, who have been convinced to place a significant portion of their life savings in shady private placement investments.  Private placements are generally illiquid and unmarketable investments usually designed for high net worth individuals.  Investors in private placements are generally required by Regulation D […]

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Are bank trust departments and bank brokerage firms a safe place to invest your money?

In the past ten years, a number of large upstate banks have aggressively pursued the sales of speculative variable annuity, trust services, and investment product sales to bank depositors, who had formerly been invested primarily in safe certificates of deposit and other cash-nominated investments.  Unfortunately, many bank depositors are lulled into a false sense of […]

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