Month: May 2011
Margin Trading is Inappropriate for Most Investors
Our law offices have handled a number of matters involving financial advisors who have convinced inexperienced and unsophisticated investors without any meaningful experience in the financial markets to engage in margin trading in their brokerage accounts. Margin trading involves borrowing against the existing value of an investor’s account for the purpose of engaging in leveraged […]
Read PostHave a Question?
Quick Contact
"*" indicates required fields
Recent
Blog Posts
- Securities Litigation
- Securities Brokerage Mediation
- Transfer on Death (TOD) and Death Beneficiary Accounts and the Perils of DIY Estate Planning
- A Successful Will Contest
- SEC Issues Required Investor Disclosures for Variable Annuities and Variable Life Insurance Contracts