Will Contests – Have You Been Shorted by Trickery Involving a Loved One’s Estate?

Stockbroker Law - Tuesday, October 30, 2018
Will Contests – Have You Been Shorted by Trickery Involving a Loved One’s Estate?

Have you been unfairly deprived of an anticipated inheritance by way of trickery or deceit on the part of another party? New York State Law affords v ..

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Class Action Lead Plaintiff is Successful in Thwarting Effort of Massachusetts Mutual Seeking to Dismiss Claims

Stockbroker Law - Wednesday, October 24, 2018
Class Action Lead Plaintiff is Successful in Thwarting Effort of Massachusetts Mutual Seeking to Dismiss Claims

Several years ago, a spry retiree walked into our law offices insisting that Mass Mutual had defaulted on the guaranteed rate set forth in his annuity ..

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Governor Cuomo Announces Best Interest Standard Proposal for Life Insurance Sales

Stockbroker Law - Wednesday, March 28, 2018
Governor Cuomo Announces Best Interest Standard Proposal for Life Insurance Sales

In a Press Release dated December 27, 2017, New York State Governor Andrew Cuomo announced proposed Department of Financial Services regulations which ..

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VIX ETF’s Wreak Havoc on Small Investors

Stockbroker Law - Friday, February 16, 2018
VIX ETF’s Wreak Havoc on Small Investors

The market volatility of the first half of February of this year has seen small investors lose hundreds of millions of dollars in VIX ETF’s they ..

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Insurance Department Regulation No. 60 Violations Harm New York State Investors

Stockbroker Law - Thursday, February 08, 2018
Insurance Department Regulation No. 60 Violations Harm New York State Investors

New York State Investors who have purchased insurance contracts have been subject to unnecessary requirements imposed by replaced insurers on replacin ..

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