Month: October 2016
O’Connor Law Offices Successful in Dismissing Civil Rights Claims in Whistleblower Case
In a decision dated October 14, 2016, in the case of Collins v. Roe the United States District Court for the Northern District of New York dismissed the claims of the plaintiff against two individual defendants claimed to have been involved with the violation of the plaintiff’s civil rights and free speech in a retaliatory […]Read Post
Why Brokers Should Fight Recruitment Bonus and Forgivable Loan Cases
Claims of FINRA-member firms against their former Registered Representatives now comprise approximately 40% of all claims filed with the FINRA Office of Dispute Resolution. This explosion of claims is related in large part to the initiatives of large brokerage firms, which, contemporaneous with the financial crisis of 2008-2009, used Troubled Asset Assistance Program (TARP) funds […]Read Post
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