Month: December 2017
FINRA Releases Regulatory Notice Warning Member Firms of Volatility-Linked Exchange-Traded Products
In Regulatory Notice 17-32 , FINRA recently articulated the grave risks to investors regarding the sale of Exchange Traded Products. Typically, these products are linked by tracking short and mid-term VIX future indexes – a very risky and volatile investment and surely not a safe investment for the average investor. Exchange Traded Products have resulted in […]
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