Month: September 2013

Inverse Leveraged Exchange-Traded Funds (ETFs) Give Rise to Customer Losses

The Financial Industry Regulatory Authority issued several warnings to its members, including Regulatory Notice 09-31, Regulatory Notice 09-65, and Regulatory Notice 09-53, specifically advising that these funds are not suited for small investors, and that even in the event they are in fact purchased in retail customer accounts, they should not be held overnight. Inverse […]

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