Month: December 2012

Capital Region and Upstate New York Banks Are Selling Variable Annuity Contracts to Senior Citizens – Securities/Investment Law Update

STOCKBROKER LAW - Posted on

Over the past several years, a number of banking institutions have been involved with the sale of variable annuities to retirees and senior citizens.  These sales take place through their FINRA-registered broker-dealer affiliates, such as Uvest (First Niagara Bank), Key Investments (KeyBank), COO (Citizens Bank), and M&T Securities (M&T Bank).    Through branch offices in […]

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