Category: General
As the Financial Markets Recover, Stock-Churning Cases Are on the Rise.
With the financial markets recovering from their lows of the 2008-2009 financial crisis, millions of investors have returned to the stock market, entrusting hard-earned monies to stock brokers and financial advisors, only to see the trust abused with the churning of their accounts. Churning involves the repeated purchase and sales of stocks for the sole purpose […]
Read PostVariable Annuity Contract Theft
In the past several years, a number of criminal, regulatory, and civil claims have been filed by victimized investors, who have had monies and assets fraudulently diverted from their variable annuity contracts. Oftentimes, these variable annuity contracts are held in Individual Retirement Accounts and individual retirement annuity accounts maintained by trusting, unsophisticated investors, who are easily […]
Read PostMargin Trading is Inappropriate for Most Investors
Our law offices have handled a number of matters involving financial advisors who have convinced inexperienced and unsophisticated investors without any meaningful experience in the financial markets to engage in margin trading in their brokerage accounts. Margin trading involves borrowing against the existing value of an investor’s account for the purpose of engaging in leveraged […]
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