Tenants-in-Common Investments: An Accident Waiting to Happen

Stockbroker Law - Friday, August 01, 2014
Tenants-in-Common Investments: An Accident Waiting to Happen

The most common form of tenancy-in-common interests involves ownership interests in real property, with two or more persons possessing undivided inter ..

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New York State Deferred Compensation Plan Beneficiary Designation

Stockbroker Law - Tuesday, July 22, 2014
New York State Deferred Compensation Plan Beneficiary Designation

The New York State Deferred Compensation Plan is presently administered through Nationwide, and curiously, beneficiary designation forms must be maile ..

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FINRA Investor Alert: IRA Rollover Tips

Stockbroker Law - Monday, June 30, 2014
FINRA Investor Alert: IRA Rollover Tips

The Financial Industry Regulatory Authority (FINRA) issued an investor alert entitled The IRA Rollover: Ten Tips to Making Sound Decision (http://www. ..

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Become a FINRA Arbitrator

Stockbroker Law - Monday, January 06, 2014
Become a FINRA Arbitrator

The Office of Dispute Resolution of the Financial Industry Regulatory Authority (FINRA) is currently seeking experienced professionals, citiz ..

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Functional Fiduciary Liability Under ERISA

Stockbroker Law - Tuesday, December 31, 2013
Functional Fiduciary Liability Under ERISA

There are over one million ERISA-qualified pension plans in the United States, including two hundred thousand defined benefit plans. At one time, ..

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