Capital Region and Upstate New York Banks Are Selling Variable Annuity Contracts to Senior Citizens - Securities/Investment Law Update

Stockbroker Law - Tuesday, December 04, 2012
Capital Region and Upstate New York Banks Are Selling Variable Annuity Contracts to Senior Citizens - Securities/Investment Law Update

Over the past several years, a number of banking institutions have been involved with the sale of variable annuities to retirees and senior citize ..

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Living Benefit Annuities - Securities and Investment Law

Stockbroker Law - Tuesday, November 27, 2012
Living Benefit Annuities - Securities and Investment Law

In an article entitled Buying Your Own Pension, in the July/August 2012 edition of the AARP Bulletin, veteran financial writer, Jane Bryant Quinn, ..

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Equity – Indexed Securities – Not Safe for Most Senior Investors: Investment/Securities Law Update

Stockbroker Law - Tuesday, November 20, 2012
Equity – Indexed Securities – Not Safe for Most Senior Investors: Investment/Securities Law Update

Equity-Indexed Annuities are complex financial instruments that have characteristics of both fixed and variable annuities. The return earned by i ..

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New York State Investor Protection Bureau

Stockbroker Law - Tuesday, November 06, 2012
New York State Investor Protection Bureau

The Investor Protection Bureau of the State of New York is a division of the New York State Attorney General’s Office. This Bureau is charg ..

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Broker Suspended by FINRA for Marking Solicited Trades as Unsolicited

Stockbroker Law - Thursday, October 25, 2012
Broker Suspended by FINRA for Marking Solicited Trades as Unsolicited

In a recent decision of the FINRA Regulatory Authority (FINRA), Andrey V. Tkatchenko (http://disciplinaryactions.finra.org/viewdocument.aspx?DocNB ..

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