Intro to FINRA
I’m Timothy O’Connor and I’ve been representing investors for 32 years and I started representing investors in the New York Stock Exchange arbitration proceedings and they’ve merged their arbitration facilities to become what’s now known as the FINRA the Financial Industry Regulatory Authority and they maintained dispute resolution facilities throughout the United States.
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Recent
Blog Posts
- Indexed Universal Life Insurance (IUL) Fraud
- Securities Litigation
- Securities Brokerage Mediation
- Transfer on Death (TOD) and Death Beneficiary Accounts and the Perils of DIY Estate Planning
- A Successful Will Contest