Become a FINRA Arbitrator
The Office of Dispute Resolution of the
Financial Industry Regulatory Authority (FINRA) is currently seeking experienced professionals,
citizens, and members of the community to serve as arbitrators on FINRA arbitration panels.
Notably, the arbitration proceeding is conducted by the Office of Dispute Resolution of the
Financial Industry Regulatory Authority, oversees all claims of investors who bring claims for civil
recovery against broker-dealer members of FINRA and their associated persons, including stockbrokers
and financial advisors.
Attached to this blog is an article
entitled “Become a FINRA
Arbitrator,” excerpted from “How Wall Street Rips You Off And What You Can Do To Defend
Yourself,” written by Dale Ledbetter and Connie Becker. Also attached are FINRA documents and
information for applying to be a FINRA
The Law Offices of Timothy J. O’Connor practices securities law in the Tri-City Capital District of
Albany, Schenectady and Troy. We also represent victimized investors throughout the rest of
New York State, including Buffalo, Binghamton, Rochester, Syracuse, Watertown, Utica, Kingston,
Poughkeepsie, New York City/Manhattan, Long Island, and everywhere in between, as well as in the
surrounding states of Massachusetts, Vermont, New Hampshire, Connecticut, and New Jersey.
Have a Question?
"*" indicates required fields
- A Successful Will Contest
- SEC Issues Required Investor Disclosures for Variable Annuities and Variable Life Insurance Contracts
- Airbnb Guest Injuries
- Morgan Stanley Smith Barney Agrees to $5,000,000 Settlement Fund to Benefit Harmed Investors
- Will Contests – Have You Been Shorted by Trickery Involving a Loved One’s Estate?