The Financial Industry Regulatory Authority (FINRA) issued an investor alert entitled The IRA Rollover:
Ten Tips to Making Sound Decision. As many Americans face the decision to either
keep their retirement nest egg with a former employer plan or to roll invested investments over can be the
single most important decision faced by a retiring investor.
Consideration of your existing employer sponsored retirement plans is essential, according to the Employee
Benefit Research Institute. The alert advises investors to consider the tax benefits of a Roth IRA and also
warn investors to be wary of hidden costs, conflicts of interest, ongoing annual fees and expenses, and
other options available through other investment firms.
We offer a free initial consultation to investors who feel they have been victimized in the financial
The Law Offices of Timothy J. O’Connor practices securities law in the Tri-City Capital District of
Albany, Schenectady and Troy. We also represent victimized investors throughout the rest of New York
State, including Buffalo, Binghamton, Rochester, Syracuse, Watertown, Utica, Kingston, Poughkeepsie, New
York City/Manhattan, Long Island, and everywhere in between, as well as in the surrounding states of
Massachusetts, Vermont, New Hampshire, Connecticut, and New Jersey.
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