FINRA Upgrades its BrokerCheck Stockbroker Online Search Website

Investors seeking information about their brokers will now enjoy upgraded features on the FINRA
BrokerCheck website, including the following:

– Centralized access to licensing and registration information on current and
former brokers, brokerage firms, investment adviser
representatives and investment advisor firms.

– The ability to search based upon both main office and branch office locations, as
well as the ability to conduct zip code radius searches.

– Expanded glossary and descriptions to help investors understand terminology used on
BrokerCheck reports.

BrokerCheck,
which can be accessed at www.FINRA.org, is designed to be a
user-friendly resource for investors seeking information about the licensing, work experience,
disciplinary, and educational history of their brokers and is a service that is provided on the Internet
free of charge.

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