In Regulatory Notice 17-18, the Financial Industry Regulatory Authority (FINRA) issued addressed the obligations of FINRA member firms and persons when utilizing social media and digital communications. The Regulatory Notice contains comprehensive recordkeeping advice for digital communication content, also issuing warnings and guidance regarding third party posts and hyperlinks to third party sites.

We offer a free initial consultation to investors who may have been victimized in the financial markets.  For an appointment contact the Law Offices of Timothy J. O'Connor at (518) 426-7700.