Stockbroker Law - Tuesday, June 14, 2016
FINRA Whistleblower Tip-Line

The Financial Industry Regulatory Authority maintains a whistleblower tip-line for individuals having information about potentially illegal or unethical activity involving the securities markets FINRA’s Office of Fraud Detection and Market Intelligence (OFDMI) whistleblower tip-line can be contacted at 1-866-96FINRA (1)-866-963-4672). Alternatively, individuals wishing to disclose and share potentially illegal or unethical activity in the securities markets can contact FINRA by e-mail at

If you are a securities market whistleblower or have faced adverse employment consequences for disclosing fraudulent conduct to FINRA, the SEC or any other State and Federal regulators interfacing with the securities markets of wrongdoing, know your rights.

Press Release: Whistleblower Earns $3.5 Million Award for Bolstering Ongoing Investigation

Press Release: SEC Awards More Than $5 Million to Whistleblower

We offer a free initial consultation to whistleblowers. For an appointment contact the Law Offices of Timothy J. O'Connor at (518) 426-7700.


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