FINRA Whistleblower Tip-Line

The Financial Industry Regulatory Authority maintains a whistleblower tip-line for individuals having
information about potentially illegal or unethical activity involving the securities markets FINRA’s Office of Fraud Detection and Market
Intelligence (OFDMI)
whistleblower tip-line can be contacted at 1-866-96FINRA (1)-866-963-4672).
Alternatively, individuals wishing to disclose and share potentially illegal or unethical activity in
the securities markets can contact FINRA by e-mail at whistleblower@finra.org.

If you are a securities market whistleblower or have faced adverse employment consequences for disclosing
fraudulent conduct to FINRA, the SEC or any other State and Federal regulators interfacing with the
securities markets of wrongdoing, know your rights.

Press Release:
Whistleblower Earns $3.5 Million Award for Bolstering Ongoing Investigation

Press Release: SEC Awards
More Than $5 Million to Whistleblower

We offer a free initial consultation to whistleblowers. For an appointment contact the Law
Offices of Timothy J. O’Connor at (518) 426-7700.


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