FINRA Whistleblower Tip-Line
The Financial Industry Regulatory Authority maintains a whistleblower tip-line for individuals having
information about potentially illegal or unethical activity involving the securities markets FINRA’s Office of Fraud Detection and Market
Intelligence (OFDMI) whistleblower tip-line can be contacted at 1-866-96FINRA (1)-866-963-4672).
Alternatively, individuals wishing to disclose and share potentially illegal or unethical activity in
the securities markets can contact FINRA by e-mail at email@example.com.
If you are a securities market whistleblower or have faced adverse employment consequences for disclosing
fraudulent conduct to FINRA, the SEC or any other State and Federal regulators interfacing with the
securities markets of wrongdoing, know your rights.
Whistleblower Earns $3.5 Million Award for Bolstering Ongoing Investigation
Press Release: SEC Awards
More Than $5 Million to Whistleblower
We offer a free initial consultation to whistleblowers. For an appointment contact the Law
Offices of Timothy J. O’Connor at (518) 426-7700.
Have a Question?
"*" indicates required fields
- A Successful Will Contest
- SEC Issues Required Investor Disclosures for Variable Annuities and Variable Life Insurance Contracts
- Airbnb Guest Injuries
- Morgan Stanley Smith Barney Agrees to $5,000,000 Settlement Fund to Benefit Harmed Investors
- Will Contests – Have You Been Shorted by Trickery Involving a Loved One’s Estate?