On Monday, July 6, 2015 the Financial Industry Regulatory Authority (FINRA) announced that Wells Fargo,
Raymond James and LPL Financial were ordered to pay $15,000,000.00, $8.7 Million, and $6.3 Million
Dollars, respectively in restitution, including interest, with payments to be made to customers effected
by the firms’ failure to waive mutual funds sales charges for certain retirement and charitable
Read the full story here: http://www.finra.org/newsroom/2015/finra-sanctions-wells-fargo-raymond-james-and-lpl-30-million
We offer free initial consultation to investors who feel they have been victimized in the financial
markets. If you feel we can help you, please contact us at 518-426-7700 or email@example.com to arrange a case evaluation.
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